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RILY B RILEY FINANCIAL INC Delisting Actions 8-K Filing

B RL

RLY

B RILEY FINANCIAL INC

(RILY)

2025 8-K

Annual Meeting Results

Delinquency Notification

Nasdaq Listing Update

Management Changes

Financial Results Update

Credit Agreement Update

Delisting Notification

Loan Agreement Renewed

Nasdaq Non-Compliance Notice

Financial Results Update

Asset Acquisitions

Non-compliance with Listing...

Debt Restructuring

Financial Update

Merger Completed

Credit Agreement

Earnings Update

Nasdaq Compliance

Credit Agreement Update

Credit Agreement Amendment

Equity Purchase Agreement

Late Filing Notice

Financial Impairments

Brand Interests Transfer

Share Pledge Update

Equity Purchase Agreement

Credit Agreement Update

Financial Results

Annual Meeting Voting Results

Financial Results

Financial Results and Inves...

Cybersecurity Incident

Extension of Financial Stat...

Financial Results

Guaranty Agreement

Analyst and Investor Day

Financial Statements and Ex...

Financial Results

Earnings Reports

Earnings Releases

Amendments to Code of Ethic...

Acquisition of Franchise Gr...

Equity Funding for Acquisition

Financial Results

Management Agreements

Financial Results

Restatement of Financial St...

Share Repurchase Program

Financial Results

External Links:

B. Riley Financial, Inc. received a notification on November 21, 2025, from Nasdaq about non-compliance with listing rules due to delayed filings, including their Form 10-Q for Q3 2025, prompted by earlier non-compliance issues dating back to April 2025. The company has until January 20, 2026, to rectify the situation.

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B RILEY FINANCIAL INC

2025

8 K

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